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securities fraud Archives

Digital currency businessman arrested for securities fraud

Business opportunities are difficult for many Texans to turn away from and part of that is the securities industry. With new products and advancements seemingly coming about every day, there is always a chance and a desire to be involved in the next big thing or a lucrative start-up. However, what many do not realize is that the difficult nature of the securities business can lead to violating - wittingly or not - the federal securities laws. When a person is charged with securities fraud, a mistake they frequently make is thinking that the penalties will not be severe or it is treated less seriously than crimes involving overt theft or violence. When charged with securities offenses, having legal help is imperative to formulate a defense.

Investment advisor and franchisor accused of securities fraud

Texans who are working in the financial industry or create products related to it must be cognizant of the Securities and Exchange Commission and how it scrutinizes the business. Even when there is a belief that a product or device is completely legal, there could be missteps that violate regulations and lead to an allegation of violating federal securities laws. This is made worse when there are people who have lost money investing complaining about a person or a company's tactics. When there is an arrest for securities fraud or other alleged legal violations, it is imperative to have a strong legal defense.

Ex-wife and friend caught up in man's securities fraud case

One of the biggest fears for people who are involved in handling investments as a broker or as part of a company is the Securities and Exchange Commission making allegations against them. Even if the person was not involved or got caught up in a situation he or she was unaware of, the mere stain of being mentioned as part of a securities fraud investigation or due to violations of federal securities laws can follow them around forever. The SEC does not pursue cases it does not think it can win and a conviction can result in a long jail sentence and a negative perception in the business community and with the public. This does not mention the financial ramifications. It is vital to lodge a strong defense against these charges.

A lawyer can help with charges of securities fraud

The world of high finance is the foundation for people living a notable lifestyle and being prominent throughout Texas and across the nation. It is the basis for a great deal of fiction in books, television and film. However, although it might make for interesting theater when watching it on television or reading about it in a book, being accused of securities fraud is a serious problem that can lead to major penalties with incarceration, fines and more. It does not even necessarily need to be a person who is a heavy investor. Casual investors can be caught up in illegality as well. Those who are confronted with these accusations must make certain they understand what they are up against and craft a strong defense with legal assistance.

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Important notice: Thomas C. Pritchard is a retired member of Brewer & Pritchard, P.C. Mr. Pritchard's address is 800 Bering Drive, Suite 201, Houston, Texas 77057. Brewer & Pritchard, P.C and Thomas C. Pritchard have shared the cost of this advertisement.

Referrals: Please note that as a general matter, Brewer & Pritchard, P.C. does not handle non-litigation matters. Brewer & Pritchard, P.C. refers all its non-litigation or "transactional" matters to Thomas C. Pritchard, who is a retired member of the firm. Thomas C. Pritchard does not handle any litigation cases and as a general matter, he refers all litigation cases to Brewer & Pritchard, P.C. Brewer & Pritchard, P.C. and Thomas C. Pritchard have no other relationship to each other and do not share fees if or when a case or matter is referred by one to the other.

Not board certified: None of Brewer & Pritchard, P.C., J. Mark Brewer nor Thomas C. Pritchard is certified by the Texas Board of Legal Specialization.


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