Brewer, Pritchard & Buckley, P.C.
Contact Brewer, Pritchard & Buckley, P.C. at
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September 2018 Archives

Investment advisor and franchisor accused of securities fraud

Texans who are working in the financial industry or create products related to it must be cognizant of the Securities and Exchange Commission and how it scrutinizes the business. Even when there is a belief that a product or device is completely legal, there could be missteps that violate regulations and lead to an allegation of violating federal securities laws. This is made worse when there are people who have lost money investing complaining about a person or a company's tactics. When there is an arrest for securities fraud or other alleged legal violations, it is imperative to have a strong legal defense.

NFL player and comedy writer arrested for SEC violations

When people are earning money from a lucrative job in Texas and throughout the U.S., there is an inevitable desire to take that money and build it into something even more substantial. People who are seeking to make significant profit in by investing will have the same desire. Often, that can lead to making mistakes with securities compliance. The Securities and Exchange Commission is intent on catching those who take part in illegal behaviors when investing including insider trading, manipulating markets and other transgressions. In some cases, familiar names crop up in the investigation and find themselves in trouble with the law and having issues at their job because of it.

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Important notice: Thomas C. Pritchard is a retired member of Brewer & Pritchard, P.C. Mr. Pritchard's address is 800 Bering Drive, Suite 201, Houston, Texas 77057. Brewer & Pritchard, P.C and Thomas C. Pritchard have shared the cost of this advertisement.

Referrals: Please note that as a general matter, Brewer & Pritchard, P.C. does not handle non-litigation matters. Brewer & Pritchard, P.C. refers all its non-litigation or "transactional" matters to Thomas C. Pritchard, who is a retired member of the firm. Thomas C. Pritchard does not handle any litigation cases and as a general matter, he refers all litigation cases to Brewer & Pritchard, P.C. Brewer & Pritchard, P.C. and Thomas C. Pritchard have no other relationship to each other and do not share fees if or when a case or matter is referred by one to the other.

Not board certified: None of Brewer & Pritchard, P.C., J. Mark Brewer nor Thomas C. Pritchard is certified by the Texas Board of Legal Specialization.

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770 South Post Oak Lane
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