Brewer, Pritchard & Buckley, P.C.
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June 2018 Archives

A lawyer can help with charges of securities fraud

The world of high finance is the foundation for people living a notable lifestyle and being prominent throughout Texas and across the nation. It is the basis for a great deal of fiction in books, television and film. However, although it might make for interesting theater when watching it on television or reading about it in a book, being accused of securities fraud is a serious problem that can lead to major penalties with incarceration, fines and more. It does not even necessarily need to be a person who is a heavy investor. Casual investors can be caught up in illegality as well. Those who are confronted with these accusations must make certain they understand what they are up against and craft a strong defense with legal assistance.

Who can be a plaintiff in a case violating the False Claims Act?

Business in Texas and across the nation has become so cutthroat with the goal of profit taking precedence over anything else - including a violation of the law - that there is a significant amount of wrongdoing taking place. People who work at a job where they believe there is fraud might want to become a whistleblower, but are unaware of how to inform the authorities of what is happening and if they can even be a plaintiff in false claims/Qui Tam Claims. While these issues are always serious, that does not mean that the company is guilty. Having legal assistance for a defense is key to combating the charges.

What should I know about insider trading and its enforcement?

For Texans who work with securities and seek to make money by understanding the fluctuations and variances of the stock market or are involved in a business, it is wise to try to gather as much information as they can prior to risking their hard-earned money. For some, this might lead to violations of the federal securities law by taking part in insider trading. For others, they might have gotten caught up in a situation and not even realized that they had violated the law.

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Important notice: Thomas C. Pritchard is a retired member of Brewer & Pritchard, P.C. Mr. Pritchard's address is 800 Bering Drive, Suite 201, Houston, Texas 77057. Brewer & Pritchard, P.C and Thomas C. Pritchard have shared the cost of this advertisement.

Referrals: Please note that as a general matter, Brewer & Pritchard, P.C. does not handle non-litigation matters. Brewer & Pritchard, P.C. refers all its non-litigation or "transactional" matters to Thomas C. Pritchard, who is a retired member of the firm. Thomas C. Pritchard does not handle any litigation cases and as a general matter, he refers all litigation cases to Brewer & Pritchard, P.C. Brewer & Pritchard, P.C. and Thomas C. Pritchard have no other relationship to each other and do not share fees if or when a case or matter is referred by one to the other.

Not board certified: None of Brewer & Pritchard, P.C., J. Mark Brewer nor Thomas C. Pritchard is certified by the Texas Board of Legal Specialization.

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